regions bank chief compliance officer

FAQs on Compliance functions in banks and Role of Chief Compliance Officer (CCO . Misra was Chief Operating Officer for XProtean, Inc. and was co-founder/ VP of Strategy for StorePerform Technologies (now part of JDA Corporation). John B. Owen Matt Lusco is Chief Risk Officer and leads the Risk Management Group, which is comprised of risk management operations, including Enterprise Risk, Compliance Risk, Operational Risk, Credit Risk, Market Risk, Business Services Credit, Credit Operations, Problem Asset Management, Risk Analytics and Regulatory Affairs. Peters holds a bachelors of science degree in Marketing from the University of Connecticut. Galvanized by the 2018 scandal at a tiny branch in Estonia, the Copenhagen-based bank is about half-way through a revamp of its financial crimes controls, according to its new chief compliance officer BIRMINGHAM, Ala. - Feb. 9, 2021 - Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Gartner helps compliance officers transition confidently andsucceed faster. Head of Corporate Real Estate and Procurement. During her career at Capital Group, she was a senior sales and service leader for Capitals institutional business, senior marketing leader for the global marketing organization, and strategy and business manager for the American Funds mutual fund business. President and Chief Executive Officer of Regions Financial Corporation. She joined Regions in 2003 to lead Consumer Credit Risk. Use our guide to analyze where current efforts diverge from stakeholders' expectations and develop actionable risk guidance. By Chief Operating Officer. During his tenure with Wachovia, Smithy served as a senior analyst in the Asset and Liability Management division and was promoted to senior vice president and global head of the division. Regions News on Twitter: @RegionsNews. Smith is a member of the companys Executive Leadership Team. Senior Executive Vice President He is a member of Regions Executive Leadership Team. Embed controls to reduce risk in a hybrid work environment. He serves on the boards of Tennessee Bankers Association, Regions Foundation of Tennessee, the Vanderbilt/Owen School Board of Visitors, Nashville Convention and Visitors Bureau, the Woodward-Hines Foundation, and Mississippi Valley Title. Effective July 2, 2018, Turner became the chief executive officer and was appointed to Regions board of directors. Mehlman received her bachelors degree from Cornell University. She is a member of the companys Executive Leadership Team. He succeeds Hope Mehlman . He was named president in December 2017. When making the leap to a new position, almost half (46%) of executives across all functions underperform. In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. In this role, he oversees the banks human capital strategy, talent management, diversity and inclusion, compensation and benefits, HR operations and information systems, HR data and analytics, associate conduct, learning and development, corporate security and aviation. In addition, Raber created a centralized leveraged lending team providing specialized underwriting and portfolio management oversight. As someone who has lived in Birmingham for nearly 20 years, I recognize the significant impact that Regions has not only locally, but also in every market served by the bank, Nix said. Gale is a former president of both the Alabama State Bar and the Birmingham Bar Association. Prior to joining Regions, Danella served for 13 years as vice president for Capital Group Companies, a global wealth management organization managing more than $1.4 trillion in assets. Sorry, No data match for your criteria. Abrahams previously served with SunTrust Bank as President and CEO of the companys Hampton Roads region in Virginia and held roles as the retail banking executive and central group retail line of business leader. Prior to joining Regions, he worked in National Accounts for SunTrust Bank overseeing the McDonalds franchise lending program as well as Fortune 1000 companies headquartered in Chicago, Minneapolis/St. Hope D.Mehlman Horton organized and headed the banks Business Loan, Consumer Loan and Direct Loan Centers along with the Home Equity Lending group. Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. Senior Executive Vice President An effective compliance program manages corporate compliance with strategic and legal requirements and the principles of ethical culture. Head - Financial Risk. He also has served as commercial banking sales manager and business banking sales manager for North Central Alabama. There, he has served as a shareholder with practice areas in banking and financial services; corporate governance and compliance; public company advisory services; securities regulation and corporate finance; and more. Senior Executive Vice President New compliance officers face an overwhelming amount of tasks during their first few months. Chief Transformation Officer. He earned a bachelors degree with Honors from the University of Florida in Computer & Information Sciences. He earned a masters degree in Human Resources from Boston University. Find your next job opportunity near you & 1-Click Apply! Leadership Team and Board of Directors - First Horizon Bank Before joining SunTrust, Abrahams was a consumer banking manager in eastern Tennessee for Regions. He is also a member of the United Ways Tocqueville Society. He also has served as commercial banking sales manager and business banking sales manager for North Central Alabama. Regions Investment Solutions is a marketing name of Cetera Investment Services. Management Bios | Regions Financial Corporation At Wachovia, Hernandez was Chief Operating Officer for the General Banks Distribution Group in Charlotte. Chief Risk Officer. Andy Hernandez is Chief Digital Officer for Regions. 4 Models for the Chief Compliance Officer Role. Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. Prior to assuming her current role, she was named associate director of investor relations in 2010. Birmingham's largest bank has added a new leader to its ranks. About this role. You should consult privacy disclosures at the linked website for further information. He was also head of Commercial Middle Market and Treasury Management Sales. Lead Compliance Officer job in Tempe at Wells Fargo Internet Explorer presents a security risk. Matt also has served on the board of directors of the Risk Management Association where he oversaw Association business during the groups search for a new CFO. David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. He currently serves on the board of the Bank Administration Institute and the Consumer Bankers Association. He was a member of the Alabama Commission on Higher Education for nine years and served as the chairman from 1998 to 2000. He leads the company's Executive Leadership Team. He serves on the boards of directors for the Birmingham Business Alliance, Innovation Depot, and the United Way of Central Alabama, and the advisory board for the UAB Collat School of Business. Nationally, he has served on the ABA Standing Committee of the Federal Judiciary (Eleventh District) and the Standing Committee on Alternative Dispute Resolution. He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. She was responsible for leading a team of Private Wealth Management professionals providing banking, trust and investment management services to affluent and high-net-worth individuals and families. Owen joined Regions in 2007 as head of Operations and Technology, where he served until 2009 when he was named head of the banks Consumer Services Group. Ritter earned a bachelors degree in economics from Vanderbilt University and is a graduate of the Stonier School of Banking at Georgetown. 8 a.m. 7 p.m. Additional information about Regions and its full line of products and services can be found at www.regions.com. Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. He serves on the Public Affairs Research Council of Alabama, A Plus Education Foundation and Infirmary Health System boards. His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. The foundation primarily supports three strategic priorities: Economic and Community Development; Education/ Workforce Readiness; and Financial Wellness. Hope Dmuchowski Chief Financial Officer. Keenan holds a Bachelor of Arts degree in Political Science from Furman University where he was named a Distinguished Military Graduate. He also graduated with honors from Stonier Graduate School of Banking at the University of Delaware. Danella earned a bachelors degree in Economics and English from Vanderbilt. Regions News Online: regions.doingmoretoday.com Prior to joining Regions, Lusco was managing partner in KPMG's offices in Birmingham, Alabama and Memphis, Tennessee. Privacy Policy. Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. Regions Bank is an Equal Housing Lender and Member FDIC. Horton holds a bachelors degree from Jacksonville State University in Jacksonville, Alabama, and is a graduate of the Graduate School of Banking at Louisiana State University. Head of Corporate Banking Group. She also serves as vice president and program chair for the Southeastern Chapter of the Society for Corporate Governance. Throughout his career, Massey has been involved in a variety of not-for-profit boards, including serving as president of the Virginia Commonwealth University Alumni Association. Fournier J. Gale, III Prior to assuming his current duties in 2018, Couch previously served as East Region president where he was responsible for banking operations in Florida, Georgia, East Tennessee, North Carolina, and South Carolina. Jeremy D. King Key categories include service provider risk management, strategic sourcing, sourcing operations, supplier relationship management and payments. In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. Manav Misra is the Chief Data and Analytics Officer for Regions Bank. He is a former member of the board of directors for the Public Affairs Research Council of Alabama, McWane Science Center, the Alabama Symphony and Innovation Depot. Previously Peters was head of the Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. Nix commits much of his time to community engagement and professional organizations. Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. The site that you are entering is operated or controlled by a third party that is unaffiliated with Regions. Gartner Terms of Use From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. (Photo: Business Wire). Senior Executive Vice President Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. He is a former member of the board of directors for the Public Affairs Research Council of Alabama, McWane Science Center, the Alabama Symphony and Innovation Depot. Smithy holds a Bachelor of Science degree in finance from the University of Florida and a Masters of Business Administration degree from the University of North Carolina at Charlotte. She earned her Juris Doctorate from Seton Hall University School of Law and her Master of Laws in Taxation from New York University School of Law. Previously she served as Regions senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. Plimpton was a board member of United Way, Atlanta (2012-2018), CAREs Womens Advisory Network (2017-2020), and Georgetowns Corporate Counsel Advisory Board (2018-2022). Prior to joining Regions, Pichel served as the Head of Retail Delivery for Citizens Bank in Flint, Michigan, where he was responsible for the entire branch network and was a member of the Executive Leadership Team. In 2006, he led the HR integration during the Regions/AmSouth merger. Ritter is a member of Regions Executive Leadership Team. Monday through Friday. She leads a team responsible for enterprise-wide strategic planning; mergers, acquisitions, and divestitures; and corporate development. Turner earned a bachelors degree in Accounting from the University of Alabama in Tuscaloosa and attended Tulane University in Louisiana. (Photo: Business Wire) February 09, 2021 09:00 AM Eastern Standard Time. . All rights reserved. Throughout his career, Abrahams has been active in serving and supporting nonprofit organizations dedicated to improving the quality of life in various communities. Regions Bank Names Scott Peters as Chief Transformation Officer; Kate Nix to oversee corporate governance framework supporting Regions services for customers and communities. Andy represents the bank on various industry boards and committees including; The Clearing House - Secure Digital Payments Board, Fiservs Digital Banking Executive Council, Konys Financial Services Customer Advisory Board, Consumer Bankers Associations Digital Channels Committee, Innovation Depot Velocity Accelerator Committee, and Plug and Play FinTech Selection Committee. Head of Consumer Banking Group. Misra is responsible for overseeing the companys data strategy and enterprise data governance, which includes leveraging data and analytics for improving the customer experience, enhancing risk management, and driving revenue growth across the businesses. The solution? In her position as chief governance officer, Mehlman advises the Board of Directors and executive management on emerging and leading governance practices, as well as matters related to Environmental, Social, and Governance (ESG). Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. The site that you are entering is operated or controlled by a third party that is unaffiliated with Regions. Prior to assuming his current role in 2011, Ritter served as president for the Central Region, overseeing banking operations in Alabama, Georgia and South Carolina. Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. Before joining AmSouth, Keenan served as director of Human Resources at Frito-Lay, a division of PepsiCo, where he worked for 10 years. Prior to assuming his current role, he. Advisory Services are offered through Cetera Investment Advisers LLC. Kate R. Danella First Horizon Bank. Save time and execute with confidence when creating your strategic plan for compliance. Executive Vice President He is a member of the banks Executive Leadership Team. Abrahams joined Regions in 2013, most recently served as Area President in North Central Alabama. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. She assists in setting strategy for the risk group as well as working closely with the Chief Risk Officer in developing and implementing controls and cost-effective approaches to minimize the Banks risk. The Wealth Management group includes Private Wealth Management, Investment Services, Institutional Services and Asset Management. Prior to Frito-Lay, Keenan served in the U.S. Army as a Captain for four years. Andrew Nix. Prior to joining Regions, Owen was chief executive officer of Assurant Specialty Property, a Fortune 500 company based in Atlanta. Responsibilities included product innovation, sales, service, user experience, design, channel operations and payments. Smith began his banking career at Deposit Guaranty as a management trainee. Having spent 45 years in the financial services industry, Godin has extensive experience in lending and risk management.